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Contact Information
If you have any NRD-related questions or comments, please contact one of the individuals listed below.
IIROC members may contact their regular representative or IIROC’s NRD Business Analyst.
All current and prospective registrants may contact their provincial securities regulator. Click on the appropriate area of the map to find contact information for your jurisdiction.
NRD Administrator
CDS
85 Richmond Street West,
Toronto, Ontario M5H 2C9
Website:
www.cds.ca
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Helpdesk
1-800-219-5381
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IIROC
Investment Industry Regulatory Organization of Canada
121 King Street West, Suite 1600
Toronto, Ontario M5H 3T9
Website:
www.iiroc.ca
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Lisa M. Mullen
Business Analyst, NRD
Tel: (416) 943-6917
Fax: (416) 364-9177
E-mail: lmullen@iiroc.ca
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Alberta
Alberta Securities Commission
Ste. 400 - 300, 5th Avenue SW
Calgary, Alberta T2P 3C4
Website:
www.albertasecurities.com
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Tess Principe
Senior Registration Officer, Market Regulation
Tel: (403) 297-2069
Fax: (403) 297-4113
E-mail: tess.principe@asc.ca
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British Columbia
British Columbia Securities Commission
P.O. Box 10142, Pacific Centre
701 West Georgia Street
Vancouver, British Columbia V7Y 1L2
Website:
www.bcsc.bc.ca
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Kent Waterfield
Registration Administrator
Tel: (604) 899-6694
Fax: (604) 899-6506
E-mail: kwaterfield@bcsc.bc.ca
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Gayle Carlson
NRD and SRO Coordinator
Tel: (604) 899-6769
Fax: (604) 899-6506
E-mail: gcarlson@bcsc.bc.ca
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Manitoba
Manitoba Securities Commission
500 - 400 St. Mary Avenue
Winnipeg, MB R3C 4K5
Website:
www.msc.gov.mb.ca
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Isilda Tavares
Registration Officer/Deputy Director
Tel: (204) 945-2560
Fax: (204) 945-0330
E-mail: itavares@gov.mb.ca
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New Brunswick
New Brunswick Securities Commission
85 Charlotte Street, Suite 300
Saint John, New Brunswick E2L 2J2
Tel (506) 658-3060
Fax (506) 658-3059
Website:
www.nbsc-cvmnb.ca
Email:
information@nbsc-cvmnb.ca
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Inquiries- Regulatory Affairs Division
Tel: (506) 658-3060
Toll Free: 1-866-933-2222 (within NB only)
Fax: (506) 658-3059
E-mail: information@nbsc-cvmnb.ca
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Newfoundland and Labrador
Program and Policy Development
Securities Commission of Newfoundland
and Labrador
Government of Newfoundland and Labrador
P.O. Box 8700
St.John's, Newfoundland A1B-4J6
Website:
http://www.gs.gov.nl.ca/cca/scon/
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Craig Whalen
Financial Services Regulation Division
Tel: (709) 729-5661
Fax: (709) 729-3205
E-mail: cwhalen@gov.nl.ca
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Northwest Territories
Deputy Registrar of Securities
Department of Justice
Government of the Northwest Territories
1st Floor Stuart M. Hodgson Building
5009 - 49 th Street
P.O. Box 1320
Yellowknife, Northwest Territories X1A 2L9
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Ann Burry
Deputy Registrar of Securities
Tel: (867) 920 3318
Fax: (867) 873-0243
E-mail: ann_burry@gov.nt.ca
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Nova Scotia
Nova Scotia Securities Commission
Joseph Howe Building
2 nd Floor, 1690 Hollis Street
P.O. Box 458
Halifax, Nova Scotia B3J 2P8 / Courier: B3J 3J9
Website:
www.gov.ns.ca/nssc
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Brian Murphy
Deputy Director, Capital Markets
Tel: (902) 424-4592
Fax: (902) 424-3538
E-mail: murphybw@gov.ns.ca
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Eva Briand
Capital Markets (Registration)
Tel: (902) 424-4571
Fax: (902) 424-4571
E-mail: briandem@gov.ns.ca
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Nunavut
Registrar of Securities
Legal Registries Division
Department of Justice
Government of Nunavut
1st Floor, Brown Building
P.O. Box 1000 - Station 570
Iqaluit, Nunavut X0A 0H0
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Jennifer MacIsaac
Deputy Registrar, Legal Registries Division
Tel : (867) 975-6591
Fax: (867) 975-6594
E-mail: jmacisaac@gov.nu.ca |
Ontario
Ontario Securities Commission
Suite 1900, Box 55
20 Queen Street West
Toronto, Ontario M5H 3S8
Website:
www.osc.gov.on.ca
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Inquiries and Contact Centre
Tel: (416) 593-8314
Toll-free: 1-877-785-1555
Fax: (416) 593-8122
E-mail:
inquiries@osc.gov.on.ca
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Québec
Marco Lapierre
Analyst
Certification and registration
Autorité des marchés financiers
Place de la Cité, Tour Cominar
2640, bloulevard Laurier, bureau 400, 4e étage
Sainte-Foy (Québec) G1V 5C1
Courriel marco.lapierre@lautorite.qc.ca
418-525-0558 poste 2769
Site web:
www.lautorite.qc.ca
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Montréal
800, Square Victoria, 22e étage
C.P. 246, Tour de la Bourse
Montréal (Québec) H4Z 1G3
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Prince Edward Island
Prince Edward Island Securities Office
Consumer, Corporate & Insurance Services Division
Office of the Attorney General
95 Rochford Street, P.O. Box 2000
Charlottetown, Prince Edward Island C1A 7N8
Website:
www.gov.pe.ca/securities/
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Janice Callbeck
Deputy Registrar of Securities
Tel: (902) 368-6288
Fax: (902) 368-5283
E-mail: jccallbeck@gov.pe.ca |
Katharine Tummon
Staff Solicitor
Tel: (902) 368-4542
Fax: (902) 368-5283
E-mail: kptummon@gov.pe.ca
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Saskatchewan
Saskatchewan Financial Services Commission
1919 Saskatchewan Dr.
Regina, Saskatchewan, Canada
S4P 3V7
Website:
www.sfsc.gov.sk.ca
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Dean Murrison
Deputy Director
Tel: (306) 787-5879
Fax: (306) 787-5899
E-mail: dmurrison@sfsc.gov.sk.ca
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Yukon
Registrar of Securities
Government of Yukon
2134 - 2nd Avenue, 3rd Floor
P.O. Box 2703
Whitehorse, Yukon Y1A 2C6
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Fred Pretorius
Director, Corporate Affairs
Tel: (867) 667-5225
Fax: (867) 393-6251
E-mail: Fred.Pretorius@gov.yk.ca
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