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General Questions
Click on one of the questions below to view the answer.
How long will it take regulators to approve NRD applications?
Provided there are no contentious issues or criminal or civil disclosures, most individual applications submitted through the NRD system will be able to be processed by regulators within a shorter period of time than was required under the paper-based system.
Who will pay for NRD?
NRD will be paid for, by registrants. Each firm will be required to pay a fee to enrol in NRD. Registrants will also be charged an annual NRD filer fee and a fee for certain types of submissions. Details of the fees are outlined in the Notice of Proposed Multilateral Instrument 31-102, published on December 14, 2001.
What kind of user support will be available?
A Filer Manual will be available as an online help function.
The NRD Administrator will offer live telephone support, providing technical assistance for issues such as problems accessing the system.
Those requiring regulatory support, including explanations of the registration forms themselves, should continue to communicate directly with regulators, as is the current practice.
To whom can I address my comments about NRD?
If you have questions or comments about NRD, please contact your provincial securities commission office or the Investment Industry Regulatory Organization of Canada. A complete list of contacts is available on this website.
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