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November 23, 2009

NRD Release 2.1

On Sunday, November 22, 2009, Release 2.1 will be implemented on NRD. A new report, the 'Branch Listing Report', will be included to help firm registrants better manage their Locations and Location Supervisors by providing details of location information. The following information can be used to produce the report details:

  • Branch or Location Type - 'all', 'branch' or 'sub-branch'
  • Status - 'all', 'open' or 'closed'
  • Jurisdiction
As with all NRD reports, the Branch Listing Report will be available in the following formats: CSV, PDF, and Excel.

The report output will include the following information:
  • Branch or Location Type
  • Location NRD Number
  • Address line 1
  • Address line 2
  • City
  • Jurisdiction
  • Status
  • Supervisor name
  • Supervisor NRD Number