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Regulation
For Regulation information, please review the Regulator's websites:
Alberta Securities Commission
British Columbia Securities Commission
Manitoba Securities Commission
New Brunswick Securities Commission
Newfoundland and Labrador Securities Commission
Northwest Territories Registrar of Securities
Nova Scotia Securities Commission
Nunavut Registrar of Securities
Ontario Securities Commission
PEI Securities Office
Québec - Autorité des marchés financiers
Saskatchewan Financial Services Commission
Government of Yukon
Investment Industry Regulatory Organization of Canada
Quick Link to NRD based Rules
Multilateral Instrument 31-102 and Companion Policy 31-102CP National Registration Database
Multilateral Instrument 33-109 and Companion Policy 33-109CP Registration Information
Staff Notices
OSC Staff Notice 33-722
BC Instrument 33-512
OSC Staff Notice 31-710
OSC Staff Notice 31-709
OSC Staff Notice, Processing of Registration Applications Prior to NRD
