About NRD  Enrolment Using NRD User Fees Regulatory Fees User Guide Regulation News FAQs  Subscribe for Email Updates  Email this article Print this article Regulation For Regulation information, please review the Regulator's websites: Alberta Securities Commission British Columbia Securities Commission Manitoba Securities Commission New Brunswick Securities Commission Newfoundland and Labrador Securities Commission Northwest Territories Registrar of Securities Nova Scotia Securities Commission Nunavut Registrar of Securities Ontario Securities Commission PEI Securities Office Québec - Autorité des marchés financiers Saskatchewan Financial Services Commission Government of Yukon Investment Industry Regulatory Organization of Canada Quick Link to NRD based Rules National Instrument 31-102 National Registration Database and Companion Policy 31-102CP National Instrument 31-103 Registration Requirements and Exemptions Companion Policy 31-103CP Registration Requirements and Exemptions National Instrument 33-109 Registration Information Companion Policy 33-109CP Registration Information Staff Notices BC Instrument 33-512