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Regulation
For Regulation information, please review the Regulator's websites:
Alberta Securities Commission
British Columbia Securities Commission
Manitoba Securities Commission
Financial and Consumer Services Commission (New Brunswick)
Newfoundland and Labrador Securities Commission
Northwest Territories - Office of the Superintendent of Securities
Nova Scotia Securities Commission
Nunavut Registrar of Securities
Ontario Securities Commission
PEI Securities Office
Québec - Autorité des marchés financiers
Financial and Consumer Affairs Authority of Saskatchewan
Government of Yukon
Investment Industry Regulatory Organization of Canada
Quick Links to NRD based Rules
31-102 - National Registration Database
31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations
33-109 - Registration Information Requirements
33-109 - Forms