About NRD 
Using NRD
System Fees
Regulatory Fees
User Guide
Email this article
Print this article
Annual Fee Exclusion/Reversal

To file an exclusion or reversal:

1. log in to NRD,
2. select Firm Submission,
3. select Annual Fee Exclusion/Reversal,
4. select the jurisdiction you wish to exclude/reverse the individual(s) from,
5. enter the individual's NRD # and select exclude/reverse; select continue - the individual's name will appear on the screen,
6. follow the complete submission steps to send the Annual Fee Exclusion/Reversal submission

For more details about filing a Notice of Annual Fee Exclusion/Reversal, please see User Guide.